Commodity Futures Trading Commission - PDFSEARCH.IO - Document Search Engine

Commodity Futures Trading Commission
Results: 2987

#	Item
721	Agreement for Executing Broker to Screen for Clearing Broker Limits1 This Agreement for Executing Broker to Screen for Clearing Broker Limits (the “Give-Up Screening Agreement”) is made this ____ day of ___________, Add to Reading List Source URL: www.fia-tech.com Language: English - Date: 2014-06-20 12:06:59 Futures contract Commodity Futures Trading Commission Broker
722	September 30, 2011 V ia E lectronic Submission: http://comments.cftc.gov David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre Add to Reading List Source URL: www.managedfunds.org Language: English Financial services Securities Financial markets Stock market Options Clearing Corporation Clearing Corporation Futures exchange Derivative Prime brokerage Financial economics Finance Investment
723	Appendix A to §1.26 – Futures Commission Merchant Acknowledgment Letter for CFTC Regulation 1.26 Customer Segregated Money Market Mutual Fund Account [Date] [Name and Address of Money Market Mutual Fund] We propose to Add to Reading List Source URL: www.jacfutures.com Language: English - Date: 2015-01-09 13:33:44 Financial system Commodity Exchange Act Financial regulation Commodities market Late-2000s financial crisis Commodity Futures Modernization Act Commodity Futures Trading Commission Financial economics Futures contract
724	Appendix F to Part 30 – Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Money Market Mutual Fund Account [Date] [Name and Address of Money Market Mutual Fund] We propose to invest funds held by [Name of Add to Reading List Source URL: www.jacfutures.com Language: English - Date: 2015-01-09 13:33:51 Finance Commodity Futures Trading Commission Financial regulation Futures contract Commodity Exchange Act Money market fund Short Commodity Futures Modernization Act Financial economics Investment Financial markets
725	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]January 10, 2013 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice, as Modified by Ame Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-11 12:39:46 Financial system Bank Event of default Short Commodity Futures Trading Commission Federal Reserve System Financial economics Finance Options Clearing Corporation
726	Microsoft Word[removed]CFTC Regulation 1 25 and SEC Rule 22e-3 - Redemption of Interests in Money Market Mutual Funds - June Add to Reading List Source URL: www.jacfutures.com Language: English - Date: 2015-01-09 13:41:12 Commodity Futures Trading Commission Futures contract
727	Vol. 76 Wednesday, No. 149 Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-05-23 12:41:11 Investment Broker-dealer Day trading Securities Exchange Act Electronic trading Short Algorithmic trading U.S. Securities and Exchange Commission Commodity Futures Trading Commission Financial markets Financial economics Finance
728	M anaged F unds A ssociation Year in Review T he V oice of the G lobal A lternative I nvestment I ndustry Add to Reading List Source URL: www.managedfunds.org Language: English Late-2000s financial crisis Financial services Systemic risk Stock market crashes Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission U.S. Securities and Exchange Commission Regulatory capture Financial economics Economics Investment
729	12 September 2011 First Derivatives plc (“First Derivatives” or the “Company”) New Partnership ILQ selects First Derivatives’ Delta Flow to deliver a superior forex connectivity, execution and Add to Reading List Source URL: www.firstderivatives.com Language: English - Date: 2011-09-14 05:11:09 Financial economics Finance Financial system Book:Risk Management in Finance Foreign exchange market Futures Commodity Futures Trading Commission
730	JAC Regulatory Update[removed]CFTC Regulation 1.25 – Allowable Investments of Customer Segregated Funds Page 2 Add to Reading List Source URL: www.jacfutures.com Language: English - Date: 2015-01-09 13:39:13 Commodity Futures Trading Commission Futures contract

UPDATE